Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Hervey is a financial professional with over 50 years of experience in the industry. Douglas is currently registered with GWN Securities Inc. and has been with the firm since 2009. Douglas is a Series 66 licensed professional and holds the Series 1, Series 6TO, and SIE licenses as well. Previously, Douglas has worked for Money Concepts Capital Corp, PMG Securities Corporation, Royal Alliance Associates, Inc., Keogler, Morgan & Company, Inc., Allegheny Investments, Ltd., G. R. Phelps & Co., Inc., FSC Securities Corporation, New England Securities, Equity Services, Inc., Cigna Securities, Inc., and Connecticut Mutual Financial Services, Inc. Douglas has been active in the financial industry for many years and specializes in individual portfolio management, market timing, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
FL
03/23/2011 - Present
GWN Securities Inc. (PALM BEACH GARDENS FL)
PA
02/04/2004 - 05/11/2009
GWN SECURITIES INC. (PITTSBURGH PA)
FL
01/02/2004 - 03/10/2004
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
IL
07/13/2001 - 12/31/2003
PMG SECURITIES CORPORATION (ELGIN IL)
AZ
01/31/1997 - 07/16/2001
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
GA
04/10/1995 - 01/31/1997
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
PA
03/17/1993 - 04/05/1995
ALLEGHENY INVESTMENTS, LTD. (PITTSBURGH PA)
NA
08/28/1991 - 02/22/1993
G. R. PHELPS & CO., INC.
GA
01/10/1991 - 08/29/1991
FSC SECURITIES CORPORATION (ATLANTA GA)
NY
09/18/1989 - 12/10/1990
NEW ENGLAND SECURITIES (NEW YORK NY)
VT
11/26/1985 - 09/14/1989
EQUITY SERVICES, INC. (MONTPELIER VT)
NA
06/19/1984 - 12/10/1985
FSC SECURITIES CORPORATION
NA
01/11/1971 - 10/12/1984
CIGNA SECURITIES, INC.
NA
07/25/1980 - 06/29/1984
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
IA
Issued 06/02/2009
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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