Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Thompson is a financial advisor with over 40 years of experience in the industry. Douglas has been with The O.n. Equity Sales Co. since January 11, 1982, and is currently registered in 7 states, including Iowa, Minnesota, and Nebraska. He has a strong background in investment company products and variable contracts. Douglas is a Series 6, Series 26, and Series 63 licensed representative and has also passed the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IA
01/11/1982 - Present
THE O.n. Equity Sales Co. (STORM LAKE IA)
BC
Issued 03/26/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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