Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Mattliano is a financial advisor at Wells Fargo Clearing Services, LLC with over 25 years of experience in the financial industry. Douglas has a strong background in providing comprehensive financial planning and portfolio management services to individuals, families, and businesses. Douglas has a commitment to understanding each client's unique financial goals and objectives, tailoring investment strategies accordingly. Douglas is dedicated to providing personalized and professional advice to help clients achieve their financial aspirations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/09/2020 - Present
Wells Fargo Clearing Services, LLC (PEARL RIVER NY)
NY
06/01/2009 - 04/01/2019
MORGAN STANLEY (NEW YORK NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PEARL RIVER NY)
NY
04/08/2004 - 04/02/2007
MORGAN STANLEY DW INC. (PEARL RIVER NY)
NJ
04/29/2002 - 04/23/2004
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
04/14/1999 - 05/13/2002
GRUNTAL & CO., L.L.C. (NEW YORK NY)
PA
07/17/1995 - 04/06/1999
JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)
NY
01/01/1994 - 08/22/1995
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
IA
Issued 09/21/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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