Unclaimed
Douglas Joseph Higgins is a financial advisor registered with Vanguard Advisers, Inc.. Douglas has been in the financial services industry since April 2008 and has experience working with a number of firms including LPL Financial LLC, USAA Financial Advisors, Inc., and AXA Advisors, LLC. Douglas is registered to provide financial advice in Arizona and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/13/2016 - Present
Vanguard Advisers, Inc. (SCOTTSDALE AZ)
AZ
09/29/2014 - 10/07/2016
LPL FINANCIAL LLC (GOODYEAR AZ)
AZ
04/06/2010 - 09/23/2014
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
04/16/2008 - 03/31/2010
AXA ADVISORS, LLC (SCOTTSDALE AZ)
BOTH
Issued 04/29/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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