Unclaimed
Douglas Joseph Gill is an investment advisor representative at Snowden Capital Advisors LLC, with over 30 years of experience in the financial industry. Douglas Gill is licensed in multiple states and holds various securities licenses including Series 3, 7, 9, 10, 31, 63, and 65. Previously, Douglas Gill was employed at Goldman, Sachs & Co., Morgan Stanley, and Friedman, Billings, Ramsey & Co., Inc. Douglas Gill specializes in financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/02/2023 - Present
Snowden Capital Advisors LLC (NEW YORK NY)
NY
05/30/2013 - 09/11/2015
GOLDMAN, SACHS & CO. (NEW YORK NY)
VA
06/01/2009 - 06/12/2013
MORGAN STANLEY (MCLEAN VA)
MD
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (POTOMAC MD)
DC
05/22/2006 - 04/02/2007
MORGAN STANLEY DW INC. (WASHINGTON DC)
CA
07/29/2004 - 06/09/2006
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (LOS ANGELES CA)
NY
02/03/1999 - 08/03/2004
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
04/03/1998 - 09/25/1998
THE NIKKO SECURITIES CO. INTERNATIONAL, INC. (NEW YORK NY)
NY
02/10/1997 - 12/19/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
04/29/1987 - 01/21/1997
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 02/08/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/07/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/05/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/11/2015
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2013
Series 3 - National Commodity Futures Examination
BC
Issued 10/20/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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