Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Gervolino is a financial professional with over a decade of experience in the industry. Douglas has a strong background in securities and investment operations, having worked at firms like William Blair, Wells Fargo Securities, LLC, and UBS Securities LLC. Currently, Douglas is registered with Stonex Financial Inc., a firm with a focus on providing investment services. Douglas holds the Series 7, SIE, and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
08/21/2019 - Present
Stonex Financial Inc. (Stamford CT)
NY
06/13/2016 - 05/08/2019
WILLIAM BLAIR (NEW YORK NY)
NY
07/22/2013 - 08/06/2015
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
NY
11/25/2009 - 07/17/2013
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 01/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Douglas Gervolino is the right advisor for you? Invested Better is here to help.
