Unclaimed
Douglas Licari is a financial advisor with MML Investors Services, LLC. Douglas has been in the financial industry since 1983. Douglas holds the Series 6, 7, 24, 63 and 65 licenses. Douglas also has the Certified Financial Planner designation. Douglas is registered to provide financial advice in 14 states. Douglas also provides services in Connecticut, Florida, Georgia, Massachusetts, Michigan, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Vermont, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
06/14/2021 - Present
MML Investors Services, LLC (EAST HILLS NY)
NY
03/29/1999 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (EAST HILLS NY)
NY
03/29/1999 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (LAKE SUCCESS NY)
NY
05/30/1997 - 03/22/1999
MONY SECURITIES CORPORATION (NEW YORK NY)
NJ
02/02/1983 - 04/16/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 05/08/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1990
Series 7 - General Securities Representative Examination
BC
Issued 02/01/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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