Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas John Wulbrecht is a financial advisor at Raymond James & Associates, Inc. located in Santa Rosa, CA. Douglas has been in the industry since 1985. He has a wide range of experience in providing investment advice to individuals and businesses. Douglas specializes in financial planning, pension consulting, and portfolio management. He holds Series 63, 65, 7, 9, 10, and 31 licenses. Douglas is a trusted advisor who can help you reach your financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/24/2020 - Present
Raymond James & Associates, Inc. (Santa Rosa CA)
CA
05/26/2000 - 06/06/2018
WELLS FARGO CLEARING SERVICES, LLC (SANTA ROSA CA)
MO
02/26/1988 - 06/05/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
04/01/1986 - 03/08/1988
BIRR, WILSON SECURITIES, INC.
NA
05/23/1985 - 04/01/1986
BIRR, WILSON & CO., INC.
IA
Issued 02/07/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/25/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Douglas Wulbrecht is the right advisor for you? Invested Better is here to help.
