Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Sweeney is a financial professional with over 20 years of experience in the industry. Douglas has worked for several reputable firms, including Wells Fargo Advisors, PNC Investments, and J.J.B. Hilliard, W.L. Lyons, Inc. Douglas is currently registered as an investment advisor representative with LPL Financial LLC and Independence Square Holdings, LLC. Douglas offers a variety of financial services, including financial planning, portfolio management, and pension consulting. Douglas is committed to providing clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
10/04/2018 - Present
LPL Financial LLC (KING OF PRUSSIA PA)
PA
03/06/2006 - 12/17/2010
WELLS FARGO ADVISORS, LLC (ARDMORE PA)
PA
01/01/2004 - 03/06/2006
PNC INVESTMENTS (GLADWYNE PA)
KY
06/01/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
01/05/1998 - 06/01/2002
PNC BROKERAGE CORP (PITTSBURGH PA)
NY
12/20/1996 - 01/14/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 01/09/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 12/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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