Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas John Stob is an investment advisor representative at Wells Fargo Clearing Services, LLC. Douglas has been in the securities industry since July 12, 2005. Douglas has passed the Series 66, Series 10, Series 9, SIE, Series 31, and Series 7 exams. Douglas holds registrations in Arizona, Arkansas, California, Colorado, Florida, Georgia, Illinois, Indiana, Maryland, Massachusetts, Michigan, Missouri, New Jersey, North Carolina, Ohio, Oklahoma, Texas, Utah, Virginia, and Wisconsin. Douglas is also an endowment committee member for Zeeland Christian School.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
11/12/2012 - Present
Wells Fargo Clearing Services, LLC (HOLLAND MI)
MI
07/13/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HOLLAND MI)
BOTH
Issued 07/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/28/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 07/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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