Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas McCauley is an Investment Advisor Representative with Madison Avenue Securities, LLC. Douglas has been in the financial services industry since 1996. Douglas holds the Series 6, 7, 63, and 65 licenses. Douglas specializes in providing financial planning, pension consulting, selection of other advisors, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/11/2009 - Present
Madison Avenue Securities, LLC (SAN DIEGO CA)
OH
06/17/1999 - 09/25/2000
A. CH. SECURITIES, INC. (DAYTON OH)
IN
06/02/1986 - 05/12/1998
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
BC
Issued 05/15/2009
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/23/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2009
Series 7 - General Securities Representative Examination
BC
Issued 05/30/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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