linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Douglas John McCaslin

Aegis Capital Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Douglas? Claim Your Profile

About Douglas John McCaslin

Douglas McCaslin is a financial professional with over 30 years of experience in the industry. Douglas is currently registered with Aegis Capital Corp. and has previously worked with JHS Capital Advisors, LLC, Paulson Investment Company, Inc. and UBS Financial Services Inc. Douglas's specializations include investment companies, investment banking and brokerage services, and financial planning.

Firm Information

Douglas McCaslin is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Douglas McCaslin’s Registration & Firm History

OR

07/02/2015 - Present

Aegis Capital Corp. (PORTLAND OR)

OR

04/11/2012 - 07/07/2015

JHS CAPITAL ADVISORS, LLC (PORTLAND OR)

OR

04/27/2009 - 04/11/2012

PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)

OR

01/28/1995 - 05/11/2009

UBS FINANCIAL SERVICES INC. (PORTLAND OR)

NY

07/23/1986 - 01/28/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

Not sure if Douglas John McCaslin is right for you?

Licenses & Designations

IA

Issued 01/28/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/28/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/1987

Series 3 - National Commodity Futures Examination

BC

Issued 07/19/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 3 public disclosures for Douglas John McCaslin. Review regulatory record here.
Not sure if Douglas John McCaslin is right for you?