Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Mayes is a financial professional with over 49 years of experience in the industry. Douglas is currently registered with Osaic Wealth, Inc. and holds a Series 7TO, Series 65, and Series 63 license, along with several other designations. Douglas's previous roles include positions with Sagepoint Financial, Inc., National Planning Corporation, Nathan & Lewis Securities, Inc., Green Hill Financial Service Corporation, and NWNL Management Corporation. Douglas specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. Douglas is committed to providing comprehensive financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
09/01/2023 - Present
Osaic Wealth, Inc. (LAKEWOOD CO)
CO
10/31/2017 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (LAKEWOOD CO)
CO
02/02/2001 - 11/02/2017
NATIONAL PLANNING CORPORATION (LAKEWOOD CO)
NY
01/19/1993 - 02/13/2001
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NA
05/21/1979 - 09/03/1993
GREEN HILL FINANCIAL SERVICE CORPORATION
NA
03/12/1974 - 04/13/1979
NWNL MANAGEMENT CORPORATION
IA
Issued 07/07/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/12/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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