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Douglas John Mavrinac

Jefferies LLC

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About Douglas John Mavrinac

Douglas Mavrinac is a financial advisor with Jefferies LLC, a leading global investment banking firm. Douglas has been active in the industry since 2003 and holds a variety of licenses and certifications, including Series 7, Series 24, Series 63, Series 79, Series 86, Series 87, and SIE. He is registered in 52 states and the District of Columbia. Douglas is committed to providing clients with the highest quality financial advice and service.

Firm Information

Douglas Mavrinac is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Mavrinac’s Registration & Firm History

TX

10/06/2003 - Present

Jefferies LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 01/19/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/23/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/14/2018

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 03/28/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 02/14/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/03/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Douglas John Mavrinac.
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