Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Ketterer is a financial advisor with over 25 years of experience in the financial services industry. Douglas is currently registered with Grove Point Investments, LLC and SCF Securities, Inc. Douglas is also a registered representative of Cadaret, Grant & CO., Inc., Cuso Financial Services, LP, and Sorrento Pacific Financial, LLC. Douglas holds the Series 7, Series 24 and SIE licenses. Douglas has previously held positions with Morgan Stanley and Morgan Stanley & CO. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
09/27/2023 - Present
Grove Point Investments, LLC (ROCKVILLE MD)
NY
06/01/2009 - 06/30/2015
MORGAN STANLEY (NEW YORK NY)
NY
08/06/2001 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
07/24/2002 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
12/08/1994 - 07/24/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 08/22/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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