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Douglas John Burke

BA Securities, LLC

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About Douglas John Burke

Douglas Burke is a financial professional with over 20 years of experience in the industry. Douglas is currently registered with BA Securities, LLC in Pennsylvania and Utah. Douglas has a strong background in investment banking and has held previous positions with firms such as Ashland Securities, LLC, KCM Securities, LLC, Keystone Capital Corporation, and Morgan Joseph & Co. Inc. Douglas holds several industry licenses including Series 7, 24, 63, 79, and SIE.

Firm Information

Douglas Burke is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Burke’s Registration & Firm History

PA

12/05/2022 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

FL

07/09/2020 - 12/06/2022

ASHLAND SECURITIES, LLC (MIAMI FL)

UT

09/22/2017 - 06/16/2020

KCM SECURITIES, LLC (Park City UT)

UT

03/21/2017 - 09/11/2017

KEYSTONE CAPITAL CORPORATION (Park City UT)

CA

07/31/2006 - 05/30/2008

MORGAN JOSEPH & CO. INC. (LOS ANGELES CA)

CA

05/04/2005 - 08/07/2006

PAGEMILL PARTNERS, LLC (EAST PALO ALTO CA)

CA

01/08/2002 - 05/24/2005

MONTGOMERY & CO., LLC (SANTA MONICA CA)

MA

02/01/2001 - 11/07/2001

TUCKER ANTHONY INCORPORATED (BOSTON MA)

CA

02/18/1994 - 01/31/2001

SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 06/02/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/10/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 01/13/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas John Burke.
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