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Douglas John Bauer

Equitable Advisors, LLC

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About Douglas John Bauer

Douglas Bauer is a financial advisor registered with Equitable Advisors, LLC. Douglas has been in the industry since 2008 and has been with Equitable Advisors since 2008. Douglas holds a Series 7, Series 66 and SIE licenses and is registered in New York. Douglas has previously worked with AXA Advisors, LLC. Douglas has experience in financial planning, portfolio management for businesses and individuals, pension consulting, educational seminars and selection of other advisors.

Firm Information

Douglas Bauer is currently registered with Equitable Advisors, LLC. Equitable Advisors, LLC is a Limited Liability Company formed in 1999 and headquartered in New York, NY. The firm provides financial planning, pension consulting, educational seminars, and selection of other advisors, among other services. They manage assets for individuals, businesses, and charitable organizations. Equitable Advisors, LLC is registered with the SEC and in 53 states.
Equitable Advisors, LLC

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$32.27B

Assets Under Management

141,324

Total Clients

4,926

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Douglas Bauer’s Registration & Firm History

NY

01/31/2024 - Present

Equitable Advisors, LLC (MELVILLE NY)

NY

09/19/2008 - 11/07/2022

EQUITABLE ADVISORS, LLC (UPPER BROOKVILLE NY)

NY

06/09/2008 - 08/05/2008

AXA ADVISORS, LLC (LAKE SUCCESS NY)

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Licenses & Designations

BOTH

Issued 07/24/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/06/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas John Bauer.
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