Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Jeremiah Walsh is a financial professional with over 16 years of experience in the industry. Douglas is currently registered with BGC Financial, LP in New York, New York. Prior to joining BGC Financial, LP, Douglas was registered with HILLIARD FARBER & CO., INC. in New York, New York. Douglas holds FINRA Series 7, Series 63 and SIE licenses. Douglas is registered in Connecticut, Illinois and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/07/2011 - Present
BGC Financial, LP (NEW YORK NY)
NY
06/30/2004 - 03/23/2009
HILLIARD FARBER & CO., INC. (NEW YORK NY)
BC
Issued 06/10/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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