Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas James Ulrich is a financial advisor with Edelman Financial Engines, based in Oak Brook, IL. Douglas has been in the financial services industry for over 20 years, previously working at EF Legacy Securities, LLC, Sanders Morris Harris LLC, and Wolf Financial Management, LLC. Douglas has a wide range of experience and expertise in the financial services industry and holds several professional designations, including Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
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2
IL
11/01/2018 - Present
Edelman Financial Engines (OAK BROOK IL)
IL
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (OAK BROOK IL)
IL
05/19/2010 - 04/22/2016
SANDERS MORRIS HARRIS LLC (OAK BROOK IL)
IL
01/06/2006 - 04/22/2010
WOLF FINANCIAL MANAGEMENT, LLC (OAK BROOK IL)
NY
10/19/2004 - 12/19/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
02/05/2002 - 09/10/2004
MERCER ALLIED COMPANY, L.P. (COHOES NY)
BOTH
Issued 06/03/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
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