Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas James Sanchez is a financial advisor with Charles Schwab & Co., Inc. Douglas Sanchez has been in the financial services industry for over 30 years, having begun their career in 1991. Douglas Sanchez is registered with FINRA and has a Series 7, Series 63, and Series 66 license. They are also a registered investment advisor in Florida. Previously, Douglas Sanchez has worked for TD Ameritrade, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Douglas Sanchez has a history of working with individuals and families, and provides financial planning services including retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
04/25/2022 - Present
Charles Schwab & CO., Inc. (West Palm Beach FL)
FL
02/18/2010 - 07/29/2024
TD AMERITRADE, INC. (West Palm Beach FL)
CA
05/30/2008 - 09/03/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BREA CA)
CA
07/28/1992 - 06/02/2008
FIDELITY BROKERAGE SERVICES LLC (BREA CA)
MN
01/03/1990 - 12/31/1991
AMEV INVESTORS, INC. (OAKDALE MN)
NA
10/25/1989 - 11/24/1989
J. W. GANT & ASSOCIATES, INC.
BOTH
Issued 11/09/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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