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Douglas James Propeck

Cetera Investment Advisers LLC

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About Douglas James Propeck

Douglas Propeck is a financial advisor at Cetera Investment Advisers LLC, based in Overland Park, KS. Douglas has been working in the financial services industry since 1987 and has experience in both investment advisory and broker-dealer services. Douglas specializes in providing financial advice to high-net-worth individuals, corporations, and charitable organizations. He is a Registered Representative and Investment Advisor Representative in Kansas and Texas. In addition to his work with Cetera, Douglas serves on the board of the University of Missouri, Trulaske College of Business.

Firm Information

Douglas Propeck is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

13200 METCALF AVE STE 280

OVERLAND PARK, KS 66213

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Douglas Propeck’s Registration & Firm History

KS

11/14/2023 - Present

Cetera Investment Advisers LLC (OVERLAND PARK KS)

KS

09/23/2004 - 07/09/2014

AXA ADVISORS, LLC (OVERLAND PARK KS)

NY

09/02/1993 - 09/21/2004

AXA ADVISORS, LLC (NEW YORK NY)

NY

09/02/1993 - 01/05/2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

CA

08/05/1991 - 12/15/1992

FIRST GUARANTOR SECURITIES INC. (SAN FRANCISCO CA)

MO

09/04/1990 - 02/08/1991

KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)

NA

08/18/1989 - 09/04/1990

BOETTCHER & COMPANY, INC.

NY

11/19/1987 - 08/28/1989

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

NA

03/20/1986 - 11/25/1987

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

IA

Issued 11/30/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 4/2/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/31/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/1/1994

Series 24 - General Securities Principal Examination

BC

Issued 1/2/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 3/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Douglas James Propeck. Review regulatory record here.
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