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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Propeck is a financial advisor with Cetera Investment Advisers LLC and has over 36 years of experience in the financial services industry. Douglas has a broad range of experience in helping individuals and businesses with their financial planning needs. He is registered to provide investment advice in Arkansas, Kansas, Texas, and several other states. In addition to Cetera Investment Advisers LLC, Douglas has worked for several other well-known firms in the financial services industry including AXA Advisors, LLC, The Equitable Life Assurance Society of the United States, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Douglas's background makes him well-positioned to help clients with a wide range of financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
11/14/2023 - Present
Cetera Investment Advisers LLC (Lonoke AR)
KS
09/23/2004 - 07/09/2014
AXA ADVISORS, LLC (OVERLAND PARK KS)
NY
09/02/1993 - 09/21/2004
AXA ADVISORS, LLC (NEW YORK NY)
NY
09/02/1993 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
CA
08/05/1991 - 12/15/1992
FIRST GUARANTOR SECURITIES INC. (SAN FRANCISCO CA)
MO
09/04/1990 - 02/08/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
08/18/1989 - 09/04/1990
BOETTCHER & COMPANY, INC.
NY
11/19/1987 - 08/28/1989
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
03/20/1986 - 11/25/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 11/30/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/01/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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