Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Mercado is a financial professional with experience in the financial services industry. Douglas has been registered with the Securities and Exchange Commission (SEC) since 2020. Douglas is currently registered with Northwestern Mutual Investment Services, LLC in Colorado. Douglas is also licensed to provide investment advice in Alabama, California, Colorado, Georgia, Illinois, Louisiana, Montana, Nevada, New Jersey, Texas, Vermont, Virginia, and Wyoming. Douglas has previously worked with PFS Investments Inc. in Houston, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
08/27/2020 - Present
Northwestern Mutual Investment Services, LLC (COLORADO SPGS CO)
TX
04/24/2020 - 07/17/2020
PFS INVESTMENTS INC. (HOUSTON TX)
BC
Issued 09/25/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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