Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas James Lunn is a securities professional with experience in the investment banking industry. Douglas Lunn is currently registered with Finalis Securities LLC and holds the Series 79TO, Series 63, and SIE licenses. Douglas Lunn has been in the industry since December 2022. Douglas Lunn is currently licensed in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/06/2022 - Present
Finalis Securities LLC (New York NY)
BC
Issued 06/26/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/06/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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