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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Lockwood is a financial advisor with LPL Financial LLC and has been in the industry since March 20, 1995. Douglas is a Certified Financial Planner and is registered to provide investment advice and securities brokerage services in 18 states including New Jersey, Texas, and New York. Douglas has worked with Wells Fargo Advisors Financial Network, LLC and Royal Alliance Associates, Inc. in the past. Douglas is a licensed advisor representative for LPL Financial LLC, and has access to a wide range of investment products and services, including financial planning, portfolio management, and retirement planning. Douglas also offers consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
07/24/2024 - Present
LPL Financial LLC (MANASQUAN NJ)
NJ
05/04/2016 - 07/29/2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MANASQUAN NJ)
NJ
09/30/2008 - 05/17/2016
LPL FINANCIAL LLC (MANASQUAN NJ)
NJ
06/06/1996 - 10/03/2008
ROYAL ALLIANCE ASSOCIATES, INC. (MANASQUAN NJ)
NY
03/21/1995 - 06/06/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 03/31/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 03/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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