Unclaimed
Douglas James Labar is a financial advisor in Marquette, MI. Douglas is registered with Commonwealth Financial Network and has been in the industry since 1983. Prior to Commonwealth Financial Network, Douglas was with LPL FINANCIAL LLC. Douglas is a Series 65, Series 63 and Series 24 holder, and specializes in fixed insurance sales, investment advice, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
06/09/2015 - Present
Commonwealth Financial Network (Marquette MI)
MI
10/17/2003 - 06/17/2015
LPL FINANCIAL LLC (MARQUETTE MI)
NY
07/31/1993 - 10/31/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/25/1983 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 04/20/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1983
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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