Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Kleymann is a registered representative with Charles Schwab & CO., Inc. Douglas has been in the financial industry since September 10, 1999. Douglas holds a Series 7, Series 24, Series 3, Series 4, Series 55, Series 57TO, and Series 63 license. Douglas is also a registered investment advisor in Nebraska. Douglas has previously been employed with TD AMERITRADE, INC. and Ameritrade.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NE
06/16/2023 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
04/22/2006 - 05/19/2024
TD AMERITRADE, INC. (OMAHA NE)
NE
12/22/2017 - 04/20/2020
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
01/02/2002 - 04/22/2006
AMERITRADE, INC. (BELLEVUE NE)
NE
09/10/1999 - 12/31/2001
AMERITRADE (BELLEVUE NE)
IA
Issued 02/07/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2019
Series 24 - General Securities Principal Examination
BC
Issued 04/28/2003
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 11/18/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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