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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Ellis is a financial advisor with Newedge Advisors, based in New Orleans, LA. Douglas has been in the financial industry since 2009, holding licenses in multiple states including Florida and Michigan. Douglas holds Series 6, 7, and 66 licenses. Douglas specializes in financial planning, portfolio management for businesses and individuals, and pension consulting. Douglas is also a registered representative of Newedge Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
01/06/2024 - Present
Newedge Advisors (NEW ORLEANS LA)
MI
06/02/2016 - 08/13/2021
DOMINION INVESTOR SERVICES, INC. (STEVENSVILLE MI)
MI
11/29/2010 - 05/31/2016
USA FINANCIAL SECURITIES CORPORATION (SAINT JOSEPH MI)
MI
06/30/2009 - 11/23/2010
PRINCOR FINANCIAL SERVICES CORPORATION (BARODA MI)
BOTH
Issued 07/25/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2012
Series 7 - General Securities Representative Examination
BC
Issued 04/29/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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