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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas James Cerrato is an Investment Advisor Representative at Ameriprise Financial Services, LLC. He has been in the industry since 2004 and has experience in many areas. Douglas is licensed to provide securities and investment advice in 28 states, including New York, Texas, California, and Florida. He has also earned the Series 7, 9, 10, 52TO, 53, and 66 licenses, and he is a Registered Options Principal. Douglas is dedicated to providing clients with personalized financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/01/2020 - Present
Ameriprise Financial Services, LLC (Huntington NY)
NY
02/13/2019 - 05/06/2020
AXA ADVISORS, LLC (WOODBURY NY)
NY
10/31/2014 - 11/26/2018
J.P. MORGAN SECURITIES LLC (MINEOLA NY)
NY
10/03/2013 - 11/06/2014
CAPITAL ONE INVESTMENT SERVICES LLC (BOHEMIA NY)
CT
10/01/2012 - 10/09/2013
J.P. MORGAN SECURITIES LLC (NORWALK CT)
CT
10/09/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WILTON CT)
NY
06/25/2007 - 09/26/2007
WESTROCK ADVISORS, INC. (WOODBURY NY)
NY
01/25/2006 - 04/05/2006
J.P. TURNER & COMPANY, L.L.C. (WESTBURY NY)
NY
04/21/2005 - 08/24/2005
MILESTONE FINANCIAL SERVICES, INC. (BOHEMIA NY)
NY
10/15/2004 - 04/19/2005
MILESTONE FINANCIAL SERVICES, INC. (BOHEMIA NY)
BOTH
Issued 08/16/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/17/2012
Series 4 - Registered Options Principal Examination
BC
Issued 08/23/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/02/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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