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Douglas James Baylor

Raymond James Financial Services, Inc.

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About Douglas James Baylor

Douglas Baylor is a registered representative with Raymond James Financial Services, Inc. He is a licensed securities professional with over 15 years of experience in the financial services industry. Douglas has held previous positions with J.P. Morgan Securities LLC, PNC Investments, NatCity Investments, Inc., and American Family Securities, LLC. He is committed to providing clients with personalized financial guidance and investment strategies tailored to their individual needs.

Firm Information

Douglas Baylor is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Douglas Baylor’s Registration & Firm History

OH

11/04/2014 - Present

Raymond James Financial Services, Inc. (COSHOCTON OH)

OH

07/22/2014 - 10/27/2014

J.P. MORGAN SECURITIES LLC (WEST LAFAYETTE OH)

OH

11/13/2009 - 04/11/2014

PNC INVESTMENTS (BYESVILLE OH)

OH

03/19/2007 - 11/13/2009

NATCITY INVESTMENTS, INC. (BYESVILLE OH)

OH

03/23/2004 - 01/23/2007

AMERICAN FAMILY SECURITIES, LLC (COSHOCTON OH)

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Licenses & Designations

BC

Issued 03/31/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/26/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Douglas James Baylor. Review regulatory record here.
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