Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Bauer has been a financial advisor for over 25 years. Douglas is currently registered with Allsquare Wealth Management, LLC in Albany, New York. Douglas holds the Series 63, 65, 7 and SIE securities licenses as well as being a Certified Financial Planner and a Chartered Financial Consultant. Douglas has previously worked at Spire Securities, LLC; ING Financial Partners, Inc.; Waddell & Reed, Inc.; W.S. Griffith & Co., Inc.; McGinn, Smith & Co., Inc.; Aetna Life Insurance and Annuity Company; and Nathan, Lewis & Grant, Inc. Douglas specializes in Financial Planning and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
09/01/2021 - Present
Allsquare Wealth Management, LLC (ALBANY NY)
NY
08/06/2010 - 10/15/2014
SPIRE SECURITIES, LLC (ALBANY NY)
NY
05/05/2003 - 08/09/2010
ING FINANCIAL PARTNERS, INC. (ALBANY NY)
KS
05/02/1997 - 05/08/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
CT
09/02/1982 - 05/02/1997
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NY
01/11/1984 - 11/19/1990
MCGINN, SMITH & CO., INC. (ALBANY NY)
NA
06/19/1983 - 07/16/1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
NA
06/16/1982 - 04/30/1984
NATHAN, LEWIS & GRANT, INC.
BC
Issued 06/23/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/03/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/2014
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/13/1976
Series 2 - Non-Member General Securities Examination
Active
Inactive
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