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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Ambrose is a financial advisor registered with Osaic FA, Inc. in Westlake, Ohio. Douglas has been in the financial services industry since 2001. He has experience working with individuals, families, businesses, and retirement plans. He is a Certified Financial Planner™ and holds both Series 7 and Series 66 licenses. Douglas's firm offers a variety of financial services, including financial planning, retirement planning, investment management, and insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
02/03/2020 - Present
Osaic FA, Inc. (WESTLAKE OH)
OH
04/25/2012 - 02/05/2020
TD AMERITRADE, INC. (Orange Village OH)
OH
02/28/2012 - 04/24/2012
PNC INVESTMENTS (CLEVELAND OH)
OH
08/09/2001 - 12/06/2011
FIDELITY BROKERAGE SERVICES LLC (WOODMERE VILLAGE OH)
BOTH
Issued 08/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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