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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas James Adler is a financial advisor with over 30 years of experience in the industry. Douglas is currently registered with Raymond James & Associates, Inc., and has previously worked with RAYMOND JAMES FINANCIAL SERVICES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Douglas is a Series 63, 65, 7, 9, 10, and 24 licensed professional with an extensive background in financial planning, portfolio management, and pension consulting. He specializes in working with high-net-worth individuals, corporations, and other businesses. Douglas's commitment to providing personalized and comprehensive financial guidance has made him a trusted advisor to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
02/26/2010 - Present
Raymond James & Associates, Inc. (EAST LANSING MI)
MI
01/06/1994 - 11/13/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (EAST LANSING MI)
MN
08/07/1992 - 01/10/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/07/1992 - 01/10/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/01/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/17/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/14/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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