Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Scales is a securities professional with over 30 years of experience in the industry. Currently, Douglas is a Registered Representative at Stonex Financial Inc. in NEW YORK, NY. Douglas has previously worked for a number of other firms including FHN FINANCIAL SECURITIES CORP., JANNEY MONTGOMERY SCOTT LLC, GLEACHER & COMPANY SECURITIES, INC., BEAR, STEARNS & CO. INC., PAINEWEBBER INCORPORATED, KIDDER, PEABODY & CO. INCORPORATED, BALFOUR MACLAINE CAPITAL MARKETS, INC., THOMSON MCKINNON SECURITIES INC., and DEAN WITTER REYNOLDS INC. Douglas holds a number of industry licenses, including Series 4, Series 7, Series 9, Series 10, Series 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/15/2021 - Present
Stonex Financial Inc. (NEW YORK NY)
NJ
12/21/2015 - 06/14/2021
FHN FINANCIAL SECURITIES CORP. (Red Bank NJ)
NY
07/19/2012 - 01/07/2016
JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)
NY
06/10/2008 - 08/14/2012
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
10/31/2000 - 06/18/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
01/26/1995 - 11/14/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/09/1990 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
10/18/1989 - 04/04/1990
BALFOUR MACLAINE CAPITAL MARKETS, INC.
NY
04/12/1988 - 08/08/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
09/21/1983 - 03/26/1988
DEAN WITTER REYNOLDS INC.
BC
Issued 02/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 05/08/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/12/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1984
Series 5 - Interest Rate Options Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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