Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas J. McDonald is a financial professional with over 7 years of experience in the industry. Douglas is currently registered with ICR Capital LLC in Norwalk, Connecticut, where Douglas began working in March 2020. Previously, Douglas worked at UBS Financial Services Inc. from September 2016 until April 2018. Douglas holds the Series 66, Series 24, Series 79TO, SIE, and Series 7 licenses and is currently registered in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
03/19/2020 - Present
ICR Capital LLC (NORWALK CT)
NJ
09/24/2016 - 04/04/2018
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 04/03/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/31/2016
Series 24 - General Securities Principal Examination
BC
Issued 07/17/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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