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Douglas J Donnelly

THE Institute

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About Douglas J Donnelly

Douglas J. Donnelly is a registered investment advisor representative with The Institute. Douglas has been in the industry since 1985 and has held previous positions with STEPHEN A. KOHN & ASSOCIATES, LTD., DINOSAUR FINANCIAL GROUP, L.L.C, WELLS FARGO ADVISORS, LLC, PRUDENTIAL SECURITIES INCORPORATED and E. F. HUTTON & COMPANY INC. Douglas is licensed in Texas and Washington.

Firm Information

Douglas Donnelly is currently registered with THE Institute. THE Institute, based in DENVER, CO, provides financial planning, educational seminars, and portfolio management for individuals, businesses, and pooled investment vehicles. They have over 1,700 accounts with assets under management totaling over $926 million. They also offer selection of other advisors and manage portfolios for investment companies.
THE Institute

9878 W. BELLEVIEW AVE.

DENVER, CO 80123

$926.92M

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Douglas Donnelly’s Registration & Firm History

WA

05/13/2019 - Present

THE Institute (Seattle WA)

FL

08/24/2017 - 11/28/2017

STEPHEN A. KOHN & ASSOCIATES, LTD. (LUTZ FL)

WA

04/25/2013 - 05/03/2016

DINOSAUR FINANCIAL GROUP, L.L.C (SEATTLE WA)

WA

07/01/2003 - 03/13/2012

WELLS FARGO ADVISORS, LLC (SEATTLE WA)

NY

12/23/1987 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NA

08/21/1985 - 02/08/1988

E. F. HUTTON & COMPANY INC

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Licenses & Designations

IA

Issued 08/24/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/26/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/28/2017

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2006

Series 31 - Futures Managed Funds Examination

BC

Issued 08/17/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 4 public disclosures for Douglas J Donnelly. Review regulatory record here.
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