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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Colton is a financial advisor currently with Fidelity Personal And Workplace Advisors. Douglas Colton has been in the industry since August 10, 2000. Douglas Colton has licenses in 21 states, including Arizona, Colorado, Connecticut, District of Columbia, Florida, Georgia, Louisiana, Maine, Maryland, Massachusetts, New Hampshire, New Mexico, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Texas, Vermont, and Virginia. Douglas Colton's primary registration is as an Investment Advisor Representative with Fidelity Personal And Workplace Advisors. Douglas Colton is affiliated with Fidelity Personal And Workplace Advisors located in Boston, Massachusetts. Douglas Colton was previously employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated in Hingham, Massachusetts. Douglas Colton is a Registered Representative and Investment Advisor Representative. Douglas Colton offers investment advice to individuals, corporations, pension and profit sharing plans, high net worth individuals, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
MA
06/18/2010 - 02/17/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HINGHAM MA)
MA
10/01/2008 - 04/01/2009
RODMAN & RENSHAW, LLC (BOSTON MA)
MA
04/13/2006 - 09/15/2008
AMERICA'S GROWTH CAPITAL, LLC (BOSTON MA)
MA
07/20/1999 - 09/30/2005
MOORS & CABOT, INC. (BOSTON MA)
NY
10/21/1998 - 07/28/1999
DRESDNER KLEINWORT BENSON NORTH AMERICA LLC (NEW YORK NY)
BOTH
Issued 07/02/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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