Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas J. Abraham is a financial advisor with Northwestern Mutual Investment Services, LLC, working out of the Akron, OH office. Douglas has been in the financial industry since September 7, 2001. Douglas is licensed in the state of Ohio and holds the Series 6, Series 63, and SIE securities licenses. Douglas is also registered in 14 other states, including Arizona, California, District of Columbia, Georgia, Indiana, Kentucky, Maryland, Michigan, New Hampshire, New York, North Carolina, Pennsylvania, and Texas. Previously, Douglas was affiliated with Robert W. Baird & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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OH
09/07/2001 - Present
Northwestern Mutual Investment Services, LLC (AKRON OH)
WI
09/07/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 06/28/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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