Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Irving Donald is a financial advisor with Avantax Advisory Services. Donald has been in the financial services industry since 1999 and has a Series 7, Series 6, and Series 63 license. Donald provides financial planning, investment management, and retirement planning services to individuals, families, and businesses. Donald is also a Certified Divorce Financial Analyst (CDFA®).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
KY
10/25/2019 - Present
Avantax Advisory Services (LEXI\NGTON KY)
KY
06/09/2003 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (LEXINGTON KY)
IN
01/31/2000 - 06/02/2003
UNIFIED FINANCIAL SECURITIES, INC. (INDIANAPOLIS IN)
IN
07/14/1999 - 01/31/2000
COMMONWEALTH INVESTMENT SERVICES, INC. (INDIANAPOLIS IN)
BC
Issued 07/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/13/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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