Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Irl Graham is an investment advisor representative with Charles Schwab & CO., Inc.. Douglas has been in the industry since August 23, 2016. Douglas is registered with Financial Industry Regulatory Authority (FINRA) and is licensed in 53 states and the District of Columbia. Douglas was previously with TD AMERITRADE CLEARING, INC. and TD AMERITRADE, INC.. Douglas holds the Series 7, Series 66, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
10/06/2022 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
TX
07/20/2018 - 09/07/2023
TD AMERITRADE CLEARING, INC. (Westlake TX)
TX
08/24/2016 - 09/07/2023
TD AMERITRADE, INC. (Westlake TX)
BOTH
Issued 09/12/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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