Unclaimed
Douglas Ira Glickman is a financial professional who has been in the industry since 2011. Douglas is currently registered with Mizuho Securities USA LLC and holds multiple industry licenses including Series 7, Series 24, Series 63, and Series 79. Douglas has been registered in 52 states and holds a broad range of licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/01/2012 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 11/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2018
Series 7 - General Securities Representative Examination
BC
Issued 12/29/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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