Unclaimed
Douglas Hurst Cooper is a financial advisor who has been active in the industry since 2013. Cooper has a Series 6, Series 63, and SIE license. Cooper is currently registered with Northwestern Mutual Investment Services, LLC. Cooper is registered in Alabama, California, Georgia, Maryland, Rhode Island, Texas, and Virginia. Cooper is located at the firm’s Birmingham, Alabama office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
AL
08/07/2013 - Present
Northwestern Mutual Investment Services, LLC (BIRMINGHAM AL)
BC
Issued 02/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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