Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Hurley Riegger is a registered investment advisor representative with Southwest Investment Advisors, Inc.. Douglas is currently licensed in Arizona and California. Douglas has been in the industry since 2023 and has a combined state and product exam count of 3. Douglas holds licenses in Series 66, Series 7TO and SIE. The individual's current employment is at Southwest Investment Advisors, Inc. in Tucson, AZ and Douglas also provides investment advisory services through Southwest Investment Advisors, an independent investment advisor firm. Douglas provides financial planning and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
03/20/2024 - Present
Southwest Investment Advisors, Inc. (TUCSON AZ)
BOTH
Issued 06/06/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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