linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Douglas Hume Miller

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Douglas? Claim Your Profile

About Douglas Hume Miller

Douglas Miller has been in the financial services industry since May 20, 2000, and is currently registered with Northwestern Mutual Investment Services, LLC. Douglas is a registered representative and investment advisor representative. He has been with Northwestern Mutual since 2010 and specializes in life, health, annuity and disability income insurance products. Douglas is a Series 6, 7, 63, 65 and 66 licensed professional and has been registered in 27 states. Douglas has a strong track record of providing clients with financial planning advice and investment management. He is committed to helping his clients reach their financial goals.

Firm Information

Douglas Miller is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

888 Bestgate Rd Ste 401

ANNAPOLIS, MD 21401

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Douglas Miller’s Registration & Firm History

MD

06/07/2011 - Present

Northwestern Mutual Investment Services, LLC (ANNAPOLIS MD)

FL

10/13/2006 - 04/09/2010

EAGLE FUND DISTRIBUTORS, INC. (ST. PETERSBURG FL)

FL

07/12/2004 - 08/21/2007

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

IL

07/30/2002 - 07/16/2004

SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)

NY

01/13/2001 - 07/30/2002

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

02/14/2000 - 01/13/2001

DB ALEX. BROWN LLC (BALTIMORE MD)

Not sure if Douglas Hume Miller is right for you?

Licenses & Designations

BOTH

Issued 6/2/2011

Series 66 - Uniform Combined State Law Examination

IA

Issued 3/14/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 5/18/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/5/2001

Series 7 - General Securities Representative Examination

BC

Issued 2/11/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Hume Miller.
Not sure if Douglas Hume Miller is right for you?