Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Hume Miller is a financial professional with over 20 years of experience in the industry. Douglas Hume Miller is currently registered with Northwestern Mutual Investment Services, LLC. Prior to this role, Douglas Hume Miller has held positions at several other firms including Eagle Fund Distributors, Inc., Raymond James & Associates, Inc., Scudder Distributors, Inc., Deutsche Bank Securities Inc., and DB Alex. Brown LLC. Douglas Hume Miller holds FINRA Series 6, 7, 63, 65, and 66 licenses as well as the Securities Industry Essentials (SIE) exam. Douglas Hume Miller may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and /or disability income insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MD
06/07/2011 - Present
Northwestern Mutual Investment Services, LLC (ANNAPOLIS MD)
FL
10/13/2006 - 04/09/2010
EAGLE FUND DISTRIBUTORS, INC. (ST. PETERSBURG FL)
FL
07/12/2004 - 08/21/2007
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
IL
07/30/2002 - 07/16/2004
SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
NY
01/13/2001 - 07/30/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
02/14/2000 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
BOTH
Issued 06/02/2011
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/14/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/11/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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