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Douglas Hugh Thompson

John Hancock Investment Management LLC

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About Douglas Hugh Thompson

Douglas Hugh Thompson is a financial advisor with John Hancock Investment Management LLC, with over 18 years of experience in the financial services industry. Thompson holds Series 6, 7, 63, and 65 licenses, as well as the SIE certification. He is registered to provide investment advice in 52 states and the District of Columbia, and holds a Series 66 license. Prior to joining John Hancock Investment Management LLC, Thompson worked at a number of other financial institutions, including Hartford Life Distributors, LLC, Hartford Equity Sales Company Inc., and Foreside Fund Services, LLC.

Firm Information

Douglas Thompson is currently registered with John Hancock Investment Management LLC. John Hancock Investment Management LLC is a Boston, MA-based investment advisor with $189,588,843,467 in regulatory assets under management. They advise individuals, investment companies, and proprietary accounts in model portfolios, with a total of 28,802 accounts. They offer portfolio management services and participate in wrap fee programs.
John Hancock Investment Management LLC

200 BERKELEY ST.

BOSTON, MA 02116-5022

$189.59B

Assets Under Management

1

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Douglas Thompson’s Registration & Firm History

MA

12/03/2018 - Present

John Hancock Investment Management LLC (BOSTON MA)

CT

04/16/2010 - 09/12/2011

HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)

CT

01/31/2008 - 05/06/2010

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

ME

11/16/2001 - 09/29/2006

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

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Licenses & Designations

BOTH

Issued 10/24/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/15/2001

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/10/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/2004

Series 7 - General Securities Representative Examination

BC

Issued 11/15/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Douglas Hugh Thompson.
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