Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Brindle is a financial advisor with LPL Financial LLC. Douglas has been in the financial industry for over 17 years. He has a wide range of experience in providing financial advice to individuals, families, and businesses. Douglas holds the Series 6, 7, 31, and 65 licenses, as well as the SIE. He is also a registered investment advisor in Massachusetts and South Carolina. Douglas is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
11/08/2023 - Present
LPL Financial LLC (BURLINGTON MA)
MA
06/29/2018 - 03/03/2023
SECURITIES AMERICA, INC. (Burlington MA)
MA
07/08/2013 - 07/03/2018
LPL FINANCIAL LLC (WOBURN MA)
MA
01/28/2011 - 09/21/2012
MORGAN STANLEY SMITH BARNEY (WALTHAM MA)
MA
01/24/2007 - 02/24/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WALTHAM MA)
MA
10/18/2000 - 03/31/2003
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
MA
09/24/1999 - 08/11/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 03/03/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 02/09/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/23/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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