Unclaimed
Douglas Grimes is a financial advisor with Allstate Financial Services, LLC. Douglas has over 10 years of experience in the financial industry. Douglas is registered in California. Douglas's prior firms include Questar Capital Corporation, VALIC Financial Advisors, Inc., Financial Network Investment Corporation, USALLIANZ Securities, Inc., and Farmers Financial Solutions, LLC. Douglas has passed the Series 6, Series 63, Series 6TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/22/2021 - Present
Allstate Financial Services, LLC (Long Beach CA)
CA
01/08/2013 - 07/01/2016
QUESTAR CAPITAL CORPORATION (TORRANCE CA)
CA
05/05/2011 - 11/21/2012
VALIC FINANCIAL ADVISORS, INC. (GLENDALE CA)
CA
10/21/2008 - 04/29/2011
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
01/05/2006 - 10/27/2006
USALLIANZ SECURITIES, INC. (TORRANCE CA)
CA
03/21/2005 - 10/31/2005
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
BC
Issued 01/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/15/2020
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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