Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Henderson Frye is an investment advisor representative currently registered with Hornor, Townsend & Kent, LLC. Douglas has been in the securities industry since 1988 and holds the Series 6, Series 63, and Series 65 licenses. Douglas is also an insurance broker with PS&G Financial Partners, Spinnaker Financial, Inc., and Legacy Lock. Douglas is a licensed agent for Penn Mutual and provides insurance sales and service of life insurance products. He is also the owner/host of TheMoneyClassroom.com, a personal finance education platform, and an agent for Legacy Lock, a company that provides software-guided legal documents. Douglas specializes in investment advice for individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
NC
11/20/2023 - Present
Hornor, Townsend & Kent, LLC (HICKORY NC)
NA
08/29/1988 - 12/31/1990
FIRST AMERICAN NATIONAL SECURITIES, INC.
IA
Issued 11/19/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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