Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Harry Covert is a financial advisor registered with LPL Financial LLC. Douglas has been in the financial services industry since 1986. Douglas is licensed in 21 states. Douglas offers financial planning services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/09/2012 - Present
LPL Financial LLC (SACRAMENTO CA)
CA
10/22/2004 - 02/09/2012
THE LEADERS GROUP, INC. (SACRAMENTO CA)
CO
03/06/2002 - 10/21/2004
THE LEADERS GROUP, INC. (LITTLETON CO)
FL
08/09/2001 - 05/13/2002
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
CO
03/05/1999 - 08/13/2001
THE LEADERS GROUP, INC. (LITTLETON CO)
CA
10/01/1998 - 11/12/1998
M.L. STERN & CO. INC. (BEVERLY HILLS CA)
CA
06/04/1998 - 10/21/1998
FOOTHILL SECURITIES, INC. (SANTA CLARA CA)
GA
01/09/1986 - 06/04/1998
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 12/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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