Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Barton is a wealth advisor with over 30 years of experience in the financial services industry. Douglas has a broad range of experience, including financial planning, portfolio management, and insurance. Douglas currently works with Osaic Advisory Services, LLC. Douglas has earned the Chartered Financial Consultant designation. Douglas is registered as an Investment Advisor Representative (IAR) in 15 states and a Broker-Dealer Representative in 30 states. Douglas is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
05/19/2023 - Present
Osaic Advisory Services, LLC (Colorado Springs CO)
CO
05/18/2023 - 08/23/2024
TRIAD ADVISORS LLC (Colorado Springs CO)
CO
07/18/2005 - 05/18/2023
PARKLAND SECURITIES, LLC (COLORADO SPRINGS CO)
WI
08/16/1988 - 07/14/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
WI
08/16/1988 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
05/29/1986 - 12/20/1988
PRINCOR FINANCIAL SERVICES CORPORATION
IA
Issued 01/03/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/28/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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