Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Harrison Shannon has been a registered representative in the securities industry since March 1, 1999, and is currently associated with T. Rowe Price Investment Services, Inc. Douglas Harrison Shannon holds Series 7 and Series 63 securities registrations and the SIE exam. Douglas Harrison Shannon is registered in 53 states and territories, including Alabama, Alaska, Arizona, Arkansas, and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
03/02/1999 - Present
T. Rowe Price Investment Services, Inc. (Owings Mills MD)
BC
Issued 12/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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